FINRA Licensed Trading Associate
Company: VirtualVocations
Location: Dallas
Posted on: January 23, 2025
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Job Description:
A company is looking for a Trading Operations Senior Associate
to manage day-to-day operations of the Equity and Options Trading
Operations team.
Key Responsibilities
Create and improve a world-class execution platform
Assist in the Firm's Best-Execution Program by reviewing post-trade
exception reports
Monitor order flow for irregularities and resolve client trade
escalations in a timely manner
Required Qualifications
FINRA Licenses: Series 7, Series 57, Series 24, Series 63, and
Series 4 (able to obtain within 6 months)
Experience with both front and back end processes for trading
lifecycle (Equity and Options)
Experience in SQL and willingness to learn
Prior experience with Financial or FINTech startups
Track record of successful team building and creating growth
opportunities for team members
Keywords: VirtualVocations, North Richland Hills , FINRA Licensed Trading Associate, Accounting, Auditing , Dallas, Texas
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